What DOB is alleging at this property
This October hearing page is not just a schedule entry. The supplied DOB extract contains 4 summons records for this property identifier. The charge mix is: 3 Work Without a Permit summonses; Failure to Maintain. The hearing date is October 30, 2026; the source issue date(s) are February 4, 2026.
Important: The discussion below identifies correction paths, hearing issues and evidence worth investigating from the summons data. It does not state that a defense will succeed. OATH decides liability from the evidence and law presented in the case.
Failure to Maintain — Summons 35683314X
CLASS - 1 · Issued February 4, 2026; hearing October 30, 2026. · Hearing status: PENDING
DOB allegation in the source extract: DUE TO UNPERMITTED ACTIVE CONSTRUCTION BEING PERFORMED WITHIN APTS AT 4TH AND 5TH FL-(PENTHOUSE). (1)STAIRWAY RAILING AND GUARDRAILS HAVE BEEN REMOVED, CREATING A FALL HAZARD. (2)UNCAPPED GAS LINES OBSERVED. (3
Cited provision(s): 102 — 28-301.1 FAILURE TO MAINTAIN BLDG IN CODE-COMPLIANT MANNER
How this type of condition is typically resolved
Failure-to-maintain charges are fact-specific. The owner should identify the exact building component or service equipment cited, repair the condition, and document the repair with evidence tied to the inspection location/date.
Hearing issues to verify
- Does the description accurately identify the component, location and condition?
- Was the condition already repaired or not present when the summons was issued?
- Was another party responsible for maintenance under facts that are legally relevant to the respondent's liability?
Evidence that may matter
- Dated before/after photographs
- Repair invoices and contractor statements
- Professional inspection/report when structural or technical conditions are involved
- Maintenance logs and prior inspection records
Work Without a Permit — Summons 35683315H
CLASS - 1 · Issued February 4, 2026; hearing October 30, 2026. · Hearing status: PENDING
DOB allegation in the source extract: ATOI OBSERVED UNPERMITTED CONSTRUCTION WORK WITHIN APARTMENTS AT 4TH AND 5TH FL LEVEL-(PENTHOUSE) FULL RENOVATION, VESTIBULE AT 4TH FL HAS BEEN REMOVED BETWEEN COMMON HALL AND APARTMENTS AND STAIR CASE TO PENTH
Cited provision(s): 101 — 28-105.1 WORK WITHOUT A PERMIT
How this type of condition is typically resolved
The correction path usually starts by determining whether the observed work required a permit and whether the condition can legally remain. If it can remain, legalization may require plans, a filing, permit, inspections and closeout; if it cannot or the owner does not want to legalize it, restoration to a lawful condition may be required.
Hearing issues to verify
- Did a valid permit already cover the exact work described by the inspector on the issue date?
- Was the cited activity actually permit-required work, or was it maintenance / exempt work under the applicable facts?
- Do the approved drawings, permit scope and inspection history match the condition the inspector described?
- If a Stop Work Order was issued, was the work stopped and was any later work performed only after the required authorization?
Evidence that may matter
- Permit and DOB NOW/BIS job records that predate the inspection
- Approved plans and amendments showing the cited work
- Dated photographs of the condition and construction stage
- Contracts, invoices and contractor statements establishing what work was actually performed
- Inspection / sign-off records if the work was subsequently legalized
Work Without a Permit — Summons 35683316J
CLASS - 2 · Issued February 4, 2026; hearing October 30, 2026. · Hearing status: PENDING
DOB allegation in the source extract: ATOI OBSERVED UNPERMITTED PLUMBING WORK WITHIN KITCHENS AND BATHROOMS OF PENTHOUSE APARTMENTS-(4TH TO 5TH FL) NEW COPPER PIPES INSTALLED WITH SOLID COPPER PIPE CAP, WITH NO PERMIT IN DOB FILES. REMEDY: OBTAIN A
Cited provision(s): 201 — 28-105.1 WORK WITHOUT A PERMIT
How this type of condition is typically resolved
The correction path usually starts by determining whether the observed work required a permit and whether the condition can legally remain. If it can remain, legalization may require plans, a filing, permit, inspections and closeout; if it cannot or the owner does not want to legalize it, restoration to a lawful condition may be required.
Hearing issues to verify
- Did a valid permit already cover the exact work described by the inspector on the issue date?
- Was the cited activity actually permit-required work, or was it maintenance / exempt work under the applicable facts?
- Do the approved drawings, permit scope and inspection history match the condition the inspector described?
- If a Stop Work Order was issued, was the work stopped and was any later work performed only after the required authorization?
Evidence that may matter
- Permit and DOB NOW/BIS job records that predate the inspection
- Approved plans and amendments showing the cited work
- Dated photographs of the condition and construction stage
- Contracts, invoices and contractor statements establishing what work was actually performed
- Inspection / sign-off records if the work was subsequently legalized
Work Without a Permit — Summons 35683317L
CLASS - 2 · Issued February 4, 2026; hearing October 30, 2026. · Hearing status: PENDING
DOB allegation in the source extract: ATOI WITH PENTHOUSE LEVEL-(4TH AND 5TH FL), I OBSERVED UNPERMITTED ELECTRICAL WORK. (1)NEW BX CABLE WIRES INSTALLED THROUGHOUT BOTH APARTMENTS. (2)NEW ELECTRICAL BOXES FOR OUTLETS, SWITCHES AND FIXTURES ALL WIT
Cited provision(s): 2C4 — 27-3018(B) ELECTRICAL WORK WITHOUT A PERMIT
How this type of condition is typically resolved
The correction path usually starts by determining whether the observed work required a permit and whether the condition can legally remain. If it can remain, legalization may require plans, a filing, permit, inspections and closeout; if it cannot or the owner does not want to legalize it, restoration to a lawful condition may be required.
Hearing issues to verify
- Did a valid permit already cover the exact work described by the inspector on the issue date?
- Was the cited activity actually permit-required work, or was it maintenance / exempt work under the applicable facts?
- Do the approved drawings, permit scope and inspection history match the condition the inspector described?
- If a Stop Work Order was issued, was the work stopped and was any later work performed only after the required authorization?
Evidence that may matter
- Permit and DOB NOW/BIS job records that predate the inspection
- Approved plans and amendments showing the cited work
- Dated photographs of the condition and construction stage
- Contracts, invoices and contractor statements establishing what work was actually performed
- Inspection / sign-off records if the work was subsequently legalized
Case-specific next step
For this property, the first paid review should reconcile the 4 October summons records against the current OATH/DOB record, identify which alleged conditions remain open, and separate the hearing defense from the DOB correction / certification work. That prevents paying for correction work that does not address the actual charge—or appearing at OATH without the documents needed for the cited condition.
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