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October 2026 NYC DOB / OATH Hearing — BIN 4040209

Queens property record with 5 OATH/ECB summons records in the supplied October 2026 hearing extract. Hearing date: October 20, 2026.

Need representation for this October hearing?

We can review the summons, agency record, correction status and available evidence; define the hearing strategy; prepare the authorized submission or appearance; and coordinate the underlying violation-resolution work separately where needed. Because hearing deadlines are fixed, substantive work begins after scope, authorization and payment.

Property / Hearing Identifiers

Primary hearing issue: Work Without a Permit

BoroughQueens
BIN4040209
Block / Lot01605 / 0047
October Records5
Official violation location: Loading from NYC OATH public records…
Address is resolved from the OATH Hearings Division Case Status record for OATH ticket 039200171Y (source ECB number 39200171Y). BIN and block/lot remain shown below for verification.

October 2026 Hearing Records

OATH/ECB #HearingSeverityHearing statusBalanceAlleged conditionCode / section
39200168N
ACTIVE
October 20, 2026
10:30 AM
CLASS - 1 PENDING $2,500.00 OBSERVED WORK WITHOUT PERMIT INSTALLATIONS OF SHOWER/PLUMBING WORK AT CELLAR REAR APARTMENT AND FULL HEIGHT PARTITIONS CREATING ROOMS AND FOR THE SEPARATION OF THE TWO (2) APTS., FRONT AND REAR UNITS., OBTAIN P 101 — 28-105.1 WORK WITHOUT A PERMIT
39200171Y
ACTIVE
October 20, 2026
10:30 AM
CLASS - 1 PENDING $2,500.00 FAILURE TO MAINTAIN INTERIOR WALLS, FLOORING, EXPOSED CEILING AND WATER-LEAKAGE. 6105.3 UNLAWFUL TO STORE, HANDLE/USE, BRING/ALLOW INTO, ANY RESIDENTIAL OCCUPANCY, OR ON ANY LOT CONTAINING A BUILDING USED FOR R 102 — 28-301.1 FAILURE TO MAINTAIN BLDG IN CODE-COMPLIANT MANNER
39200120Y
ACTIVE
October 20, 2026
8:30 AM
CLASS - 1 PENDING $6,250.00 OCCUPANCY CONTRARY TO THAT ALLOWED BY THE CERTIFICATE OF OCCUPANCY OR BUILDINGS DEPARTMENT RECORDS FOR 35486269N. OBSERVED ONE (1) MALE TENANT IS STAYING IN CELLAR REAR APARTMENT, CONTRARY TO THE COFO/DEPARTMEN 103 — 28-118.3.2 OCC CONTRARY TO THAT ALLOWED BY THE C OF O OR DOB RECORDS
39200169P
ACTIVE
October 20, 2026
8:30 AM
CLASS - 1 PENDING $2,500.00 FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER: LACK OF REQUIRED NUMBER OF MEANS OF EGRESS FOR EVERY FLOOR PER BC 1018.1 (2008 CODE); 27- 366; BC 1021.1 (2014 CODE); BC 1006.3 (2022 CODE). NO SECONDARY M 189 — 28-301.1 FAILURE TO MAINTAIN BUILDING IN A CODE COMPLIANT MANNER. FAILURE TO PR
39200170M
ACTIVE
October 20, 2026
9:30 AM
CLASS - 1 PENDING $1,600.00 UNAPPROVED/UNSAFE/UNSUITABLE ELECTRICAL EQUIPMENT, APPARATUS, MATERIALS, DEVICES (LIGHT FIXTURES AND SECURITY CAMERAS), APPLIANCES OR WIRING/CABLING IN USE THROUGHOUT THE CELLAR PREMISES., COMPLY WITH EC 1D2 — EC 110.2(A) UNAPPROVED/UNSAFE/UNSUITABLE ELECTRICAL EQUIPMENT OR WIRING IN USE

What DOB is alleging at this property

This October hearing page is not just a schedule entry. The supplied DOB extract contains 5 summons records for this property identifier. The charge mix is: Work Without a Permit; Failure to Maintain; Illegal Occupancy / Conversion; Egress / Exit Obstruction; Electrical Work / Electrical Permit. The hearing date is October 20, 2026; the source issue date(s) are August 11, 2026.

Important: The discussion below identifies correction paths, hearing issues and evidence worth investigating from the summons data. It does not state that a defense will succeed. OATH decides liability from the evidence and law presented in the case.

Work Without a Permit — Summons 39200168N

CLASS - 1 · Issued August 11, 2026; hearing October 20, 2026. · Hearing status: PENDING

DOB allegation in the source extract: OBSERVED WORK WITHOUT PERMIT INSTALLATIONS OF SHOWER/PLUMBING WORK AT CELLAR REAR APARTMENT AND FULL HEIGHT PARTITIONS CREATING ROOMS AND FOR THE SEPARATION OF THE TWO (2) APTS., FRONT AND REAR UNITS., OBTAIN P

Cited provision(s): 101 — 28-105.1 WORK WITHOUT A PERMIT

How this type of condition is typically resolved

The correction path usually starts by determining whether the observed work required a permit and whether the condition can legally remain. If it can remain, legalization may require plans, a filing, permit, inspections and closeout; if it cannot or the owner does not want to legalize it, restoration to a lawful condition may be required.

Hearing issues to verify

  • Did a valid permit already cover the exact work described by the inspector on the issue date?
  • Was the cited activity actually permit-required work, or was it maintenance / exempt work under the applicable facts?
  • Do the approved drawings, permit scope and inspection history match the condition the inspector described?
  • If a Stop Work Order was issued, was the work stopped and was any later work performed only after the required authorization?

Evidence that may matter

  • Permit and DOB NOW/BIS job records that predate the inspection
  • Approved plans and amendments showing the cited work
  • Dated photographs of the condition and construction stage
  • Contracts, invoices and contractor statements establishing what work was actually performed
  • Inspection / sign-off records if the work was subsequently legalized

Failure to Maintain — Summons 39200171Y

CLASS - 1 · Issued August 11, 2026; hearing October 20, 2026. · Hearing status: PENDING

DOB allegation in the source extract: FAILURE TO MAINTAIN INTERIOR WALLS, FLOORING, EXPOSED CEILING AND WATER-LEAKAGE. 6105.3 UNLAWFUL TO STORE, HANDLE/USE, BRING/ALLOW INTO, ANY RESIDENTIAL OCCUPANCY, OR ON ANY LOT CONTAINING A BUILDING USED FOR R

Cited provision(s): 102 — 28-301.1 FAILURE TO MAINTAIN BLDG IN CODE-COMPLIANT MANNER

How this type of condition is typically resolved

Failure-to-maintain charges are fact-specific. The owner should identify the exact building component or service equipment cited, repair the condition, and document the repair with evidence tied to the inspection location/date.

Hearing issues to verify

  • Does the description accurately identify the component, location and condition?
  • Was the condition already repaired or not present when the summons was issued?
  • Was another party responsible for maintenance under facts that are legally relevant to the respondent's liability?

Evidence that may matter

  • Dated before/after photographs
  • Repair invoices and contractor statements
  • Professional inspection/report when structural or technical conditions are involved
  • Maintenance logs and prior inspection records

Illegal Occupancy / Conversion — Summons 39200120Y

CLASS - 1 · Issued August 11, 2026; hearing October 20, 2026. · Hearing status: PENDING

DOB allegation in the source extract: OCCUPANCY CONTRARY TO THAT ALLOWED BY THE CERTIFICATE OF OCCUPANCY OR BUILDINGS DEPARTMENT RECORDS FOR 35486269N. OBSERVED ONE (1) MALE TENANT IS STAYING IN CELLAR REAR APARTMENT, CONTRARY TO THE COFO/DEPARTMEN

Cited provision(s): 103 — 28-118.3.2 OCC CONTRARY TO THAT ALLOWED BY THE C OF O OR DOB RECORDS

How this type of condition is typically resolved

The key question is whether the observed occupancy or layout matches the lawful use of the premises. Resolution may require restoring the prior lawful layout/use or, when legally feasible, filing plans and obtaining approvals to legalize the condition.

Hearing issues to verify

  • What use and number of dwelling/occupancy units are shown by the Certificate of Occupancy, Schedule of Occupancy or other lawful-use records?
  • Did the inspector accurately identify how the space was being used on the cited date?
  • Was the cited space actually occupied as alleged, or were the observed beds, kitchens, locks or partitions consistent with another lawful use?
  • Is there an approved filing or historical record supporting the present use?

Evidence that may matter

  • Certificate of Occupancy / Schedule of Occupancy and approved plans
  • Historic occupancy records, permits and prior approved layouts
  • Dated photographs and floor plans
  • Leases, tenant records or sworn statements concerning actual use
  • Permits/inspection records if the condition was legalized or restored

Egress / Exit Obstruction — Summons 39200169P

CLASS - 1 · Issued August 11, 2026; hearing October 20, 2026. · Hearing status: PENDING

DOB allegation in the source extract: FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER: LACK OF REQUIRED NUMBER OF MEANS OF EGRESS FOR EVERY FLOOR PER BC 1018.1 (2008 CODE); 27- 366; BC 1021.1 (2014 CODE); BC 1006.3 (2022 CODE). NO SECONDARY M

Cited provision(s): 189 — 28-301.1 FAILURE TO MAINTAIN BUILDING IN A CODE COMPLIANT MANNER. FAILURE TO PR

How this type of condition is typically resolved

Egress charges are generally corrected by removing the obstruction or restoring the required exit width/path and then documenting that the means of egress is clear and code compliant.

Hearing issues to verify

  • Was the cited passageway actually required egress for the affected occupancy?
  • Did the alleged obstruction exist when the inspector observed it?
  • Was the condition immediately removed and can the timing be documented?

Evidence that may matter

  • Dated photographs showing the exit path
  • Approved floor/egress plans
  • Building or security logs
  • Statements or work records documenting removal of stored items/obstructions

Electrical Work / Electrical Permit — Summons 39200170M

CLASS - 1 · Issued August 11, 2026; hearing October 20, 2026. · Hearing status: PENDING

DOB allegation in the source extract: UNAPPROVED/UNSAFE/UNSUITABLE ELECTRICAL EQUIPMENT, APPARATUS, MATERIALS, DEVICES (LIGHT FIXTURES AND SECURITY CAMERAS), APPLIANCES OR WIRING/CABLING IN USE THROUGHOUT THE CELLAR PREMISES., COMPLY WITH EC

Cited provision(s): 1D2 — EC 110.2(A) UNAPPROVED/UNSAFE/UNSUITABLE ELECTRICAL EQUIPMENT OR WIRING IN USE

How this type of condition is typically resolved

Electrical charges generally require determining whether the cited installation was permitted and performed under the required licensed-electrical process, then correcting unsafe or unapproved work and obtaining any required inspection/acceptance.

Hearing issues to verify

  • Was there an active electrical application/permit covering the cited wiring or equipment?
  • Was the condition already corrected or disconnected before the inspection date?
  • Does the cited equipment/location match the permitted scope and electrical inspection record?

Evidence that may matter

  • Electrical permit/application and inspection records
  • Licensed electrician invoice, letter or work order
  • Photographs of wiring/equipment before and after correction
  • Testing, certification or utility documentation where relevant

Case-specific next step

For this property, the first paid review should reconcile the 5 October summons records against the current OATH/DOB record, identify which alleged conditions remain open, and separate the hearing defense from the DOB correction / certification work. That prevents paying for correction work that does not address the actual charge—or appearing at OATH without the documents needed for the cited condition.

Submit These Summonses for Review

What to do before the hearing

1. Verify the summons

Confirm the scheduled date, respondent, violation location, charges and current OATH status.

2. Preserve evidence

Gather permits, photographs, contracts, inspection records, professional letters and proof of correction that actually relate to the cited condition.

3. Separate hearing from correction

A hearing result and physical/agency correction are not always the same task. Plan both tracks where required.

Official Hearing Record

Verify the current hearing status and violation location in the NYC OATH Hearings Division Case Status data before relying on any public directory.

NYC OATH Case Status Data →

OATH evidence and DOB correction records

OATH advises respondents to bring or submit the evidence needed to prove their case, including legal or official records, photographs, documents and witnesses. For a DOB Certificate of Correction, DOB may require supporting material such as photographs, receipts, permits and inspection results in addition to the required correction information and applicable civil-penalty documentation.