(866) 545-4440 [email protected] New York City · OATH Hearings · November 2026
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November 2026 NYC DOB / ECB / OATH public-record review

406 South 4 Street, Brooklyn, NY 11211 — November 2026 NYC OATH Hearing & Violation Information

The resolved public-record dataset associates 2 DOB/ECB OATH summonses with 406 South 4 Street, Brooklyn, NY 11211. The source records identify plumbing compliance, work without a permit and a hearing date of November 18, 2026. The sections below keep the source allegations separate from explanatory analysis so an owner, buyer, realtor, attorney, lender, property manager or contractor can see what the record says, what still needs verification, and what a practical next review could involve.

Plumbing complianceWork without a permit

Property and hearing summary

Actual property address
406 South 4 Street, Brooklyn, NY 11211
Borough
Brooklyn
BIN
3063520
BBL
3024520003 (3/2452/3)
Hearing month
November 2026
Violations on this page
2
Verified hearing date(s) in source extract
November 18, 2026
Source extract
September 18, 2026
Source information: This page was compiled from NYC DOB/ECB/OATH public-record information contained in the November 2026 resolved-property dataset and the associated DOB/ECB source extract dated September 18, 2026. Agency records may change after the source data was obtained. Hearing dates, status, penalties, correction status and agency records should be verified with NYC OATH and DOB before relying on this page.

November 2026 hearing summary

ECB/OATH summonsHearing date / timeSeverityRecord category
39203315H
Normalized: 039203315H		 November 18, 2026
8:30 AM		 CLASS - 2 Plumbing compliance
39203316J
Normalized: 039203316J		 November 18, 2026
9:30 AM		 CLASS - 2 Work without a permit

How the summonses fit together at this property

This property has 2 separate summonses. Some can be coordinated as one property matter for research, correction planning and document gathering, but each summons remains tied to its own allegation and hearing information. The practical goal is to avoid solving only one piece of the property record while another summons or correction requirement remains open.

Violation-by-violation record and analysis

Each section first identifies what comes directly from the source extract, then separates general explanatory and strategic considerations that may require current-record research or professional review.

Violation 1

Summons 39203315H — Plumbing compliance

Normalized lookup key: 039203315H
OATH hearingNovember 18, 20268:30 AM
Source-record facts

What DOB alleges

DOB alleges a plumbing-system code-compliance condition.

Record context: source category Plumbing, severity CLASS - 2, issued September 8, 2026.

Full violation description from the source extract

FAILURE TO TEST. GAS SERVICE TO PROPERTY HAS BEEN RESTORED AFTER UNPERMITTED WORK WITHOUT TESTING WHICH IS PROHIBITED AS PER PC 108.4., PERFORM TEST

Issue date
September 8, 2026
Served date
September 8, 2026
Source violation type
Plumbing
Severity
CLASS - 2
Hearing status in source extract
PENDING
Infraction / law references in source extract:
  • 258 — 27-921(A), PC 107.3 (2008 CODE) & PC 107.4 (2014 CODE) FAILURE TO HAVE NEW OR ALTERED PLUMBING SYSTEM TESTED.
General explanation / matters to verify

Record-specific focus: Before choosing a correction or hearing strategy, verify the source allegation concerning failure to test. gas service to property has been restored after unpermitted work without testing which is prohibited as per pc 108.4., perform test.

What this violation means

The summons concerns plumbing-system compliance. The specific fixture, piping, drainage or other condition described by the inspector controls the practical response.

What may be required to correct the condition

A New York City licensed master plumber may need to inspect and correct the cited condition. Permits, testing and inspection may be required depending on the scope.

What the OATH hearing may involve

Relevant evidence may include photographs, plumber reports, permits, inspection records and proof of correction.

Possible defenses or factual issues worth investigating

Verify the cited fixture/piping, exact location, whether the condition existed as described and whether any permit or prior approval covered the work.

Documents and evidence that may be useful

  • plumbing permits and inspection records
  • licensed-plumber report/invoices
  • dated photographs
  • approved plans where applicable
  • proof of correction
Violation 2

Summons 39203316J — Work without a permit

Normalized lookup key: 039203316J
OATH hearingNovember 18, 20269:30 AM
Source-record facts

What DOB alleges

DOB alleges that construction or alteration work was performed without the required permit. The inspector's description specifically references basement.

Specific record details: basement.

Full violation description from the source extract

WORK WITHOUT PERMIT. I OBSERVED IN THE BASEMENT OF THE PROPERTY GAS WORK WAS PERFORMED WITHOUT A PERMIT, INCLUDING RECENTLY INSTALLED PIPING, NIPPLES AND FITTINGS. THERE IS NO PERMIT ON FILE WITH DOB. THE WORK

Issue date
September 8, 2026
Served date
September 8, 2026
Source violation type
Construction
Severity
CLASS - 2
Hearing status in source extract
PENDING
Infraction / law references in source extract:
  • 201 — 28-105.1 WORK WITHOUT A PERMIT
General explanation / matters to verify

Record-specific focus: Before choosing a correction or hearing strategy, verify the source allegation concerning observed IN THE BASEMENT OF THE PROPERTY GAS WORK WAS PERFORMED WITHOUT A PERMIT, INCLUDING RECENTLY INSTALLED PIPING, NIPPLES AND FITTINGS. THERE IS NO PERMIT ON FILE WITH DOB. THE WORK.

What this violation means

DOB is alleging that construction or alteration work occurred without the permit required for that scope. The key resolution question is whether the current condition can be legalized, is already covered by an existing approval, or must be restored/removed.

What may be required to correct the condition

Research the permit and approved-plan history before choosing a cure. If the work can legally remain, a registered architect or professional engineer may need to prepare or amend drawings and coordinate permits; licensed trades may be required for regulated work. If legalization is not viable, restoration to an approved condition may be the faster path.

What the OATH hearing may involve

Hearing preparation should focus on the actual scope observed, the permit record in effect on the inspection date, whether the cited work matches an approved filing, who was responsible for the work, and any photographs or records showing the condition before or after correction.

Possible defenses or factual issues worth investigating

Compare the inspector's description to the approved plans and permit scope, determine when the work was performed, and verify whether the work was exempt, previously approved, or later legalized. None of those possibilities should be assumed without records.

Documents and evidence that may be useful

  • DOB permit/application history
  • approved plans and amendments
  • photographs of the cited work
  • contracts, invoices and contractor records
  • proof of restoration/legalization and any inspection or sign-off records
Property-specific resolution support

How Building Violation LLC may help at 406 South 4 Street, Brooklyn, NY 11211

For 406 South 4 Street, Brooklyn, NY 11211, the current source extract points to plumbing compliance, work without a permit. Because this property has multiple summonses, the practical advantage is coordinating record research, hearing preparation and correction work as one property matter while still tracking each summons separately. Building Violation LLC can scope the relevant record research, OATH hearing preparation/representation, permit or legal-use review, licensed-trade or registered-professional coordination, correction documentation and Certificate of Correction/closeout work where those steps actually apply. Detailed technical research and project work begin only after the applicable scope, authorization and payment are established.

Violation and property-record research OATH / ECB hearing preparation and representation Work-without-permit resolution
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Official government starting points

Verify the current OATH / DOB record

The source extract is a point-in-time record. Hearing dates, hearing status, penalties, correction status, permits and later agency filings can change. Use the official NYC systems below before making a decision or appearing at a hearing.

General information / not legal advice: The explanatory and procedural information on this page is general information and does not constitute legal advice. Property-specific defenses, filing requirements and correction strategies should be verified based on the current agency record and the circumstances of the matter.

Browse all resolved November 2026 property hearing pages